Naked shorting is illegal. HAH. If only these rules were enforced. If only infinite loopholes didn't exist.
I would like to choose the public investments that are right for me without any restrictions. I am capable of understanding funds such as Funds Selling Short and their risks.
I support the changes and request for more transparency in our financial ecosystem, especially around naked short selling.
I support complete transparency. Please make all short positions public information to remove barriers that serve the 1%.
Please report short position data daily as well as more data in general for retail thank you
GUIDANCE
Private Placements of Tenants-in-Common Interests
SUGGESTED ROUTING
KEY TOPICS
Corporate Finance
Internal Audit
Legal & Compliance
Registered Representatives
Retail
Senior Management
Broker-Dealer Registration
Due Diligence
Non-Conventional Investments
Private Placements
Real Estate
Rule 2420
Suitability
Executive Summary
This Notice addresses Section 1031 tax-
Term
Description
Unequal Long and Short Positions
Members must report any account or accounts acting "In Concert" that hold over 200 contracts on either the long call/short put (bullish) or the short call/long put (bearish) side of the market. A member must report every subsequent change in the account’s end of day (exchange traded
(a) For purposes of applying any provision of the Rule 7600B Series that reflects a charge assessed, or credit provided, by the FINRA/NYSE Trade Reporting Facility, a member's activity will be aggregated automatically with the activity of its affiliates. Members are required to submit to the FINRA/NYSE Trade Reporting Facility a form disclosing affiliates and immediately provide notice to
Proshares ETFs provides individual investors options to short and use leverage without taking excessive losses beyond the original investment and should be allowed to persist
TO: All NASD Members and Other Interested Persons
The methods used in calculating yields on mutual funds and unit investment trusts, whose primary objective is the provision of income, and the manner in which such are presented to the public have been the subject of mounting interest and comment during the past year. The NASD has received complaints from its members, the staff of the Securities
