Free trade is free trade. I use inverse leveraged funds to help hedge my portfolio. In these volatile markets these are necessary tools to mitigate your personal risk. I shouldn't have to go through any special process like passing a test before you can invest in public securities, like leverage and inverse funds. I completely understand leverage and inverse funds and their risks. Public
With the holiday season upon us and 2023 coming to an end, FINRA’s Cyber and Analytics Unit (CAU) would like to remind member firms to prepare for cyber threats and attacks that may occur around the holidays. Member firms and their vendors should consider reviewing and validating their Written Supervisory Procedures (WSPs), continuing to educate their employees with respect to cybersecurity and effective practices, and testing incident response plans (IRPs) to prepare for, prevent, or recover from an incident.
I am an individual investor, responsible for investing for my own family and retirement. I'm investing in PUBLIC investment vehicles, that currently are (and should REMAIN) available to any investor, and not just privileged hedge fund managers.
I DO NOT consent to having to take or pass any special exam in order to invest a security, which by definition is an act of risking capital in
It is my understanding that you are considering restrictions to leveraged and/or inverse investments... I sincerely disagree with this proposed policy. As a retired Naval Officer (pilot) with 2 Engineering degrees and an MBA -- I think I'm capable of evaluating risks within my investment portfolio. Moreover, all investment involves risk and every investor knows it and Public investments
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I want to express that I oppose any additional regulation on my ability to invest in leveraged ETFs. My investment company, Fidelity Investments, already has a screen to limit investors options in investing based on their investment experience. I also had to sign additional documents with them stating I knew the risk of leveraged funds. I have invested in leveraged funds for over 10 years. I
Comments: -I do not think FINRA should propose limits that may restrict our access to L&I Funds or to disqualify us from trading L&I Funds or other "complex products". Regarding myself, I am an individual investor. I have good understanding of whole economy, market and fundamentals of equities and ETFs. I have MBA degree from Carnegie Mellon University business school. I
I should have the same rights and privileges as any other company or individual with regards to ALL stock market investment choices, including leveraged and inverse funds. First and foremost, the stock market is there for the public good, not the privileged few. I am fully capable of understanding the risks of investing and it is my responsibility to bear those risks. It is FINRA's
I oppose putting restrictions on investing in inverse or leveraged ETFs. Just like any stock investment, I clearly understand the the risks involved and under certain market conditions, I need a hedge to decrease my risk. I am the best person to be making my own investment decisions and not relying on others to be making choices for me that are not in my best interest. You should also not be
Public GovernorStrategic Advisor, Humana, Inc.Governor Since 2021Committees: Audit & Risk Committee, Compensation & Human Capital Committee, Finance, Operations & Technology Committee Professional ExperienceHumana, Inc. (2017 – present)Chief Information Officer (2021 – 2024)Chief Technology and Risk Officer (2019 – 2021)Chief Risk Officer (2017 – 2019)Capital One
