Displaying 21 - 30 of 49 Results
FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
FINRA 21-19 is a long overdue change needed to bring our markets back into the light. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the
FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
Accurate reporting with proof instead of an honor system. No more wholesale brokerages that run shares through dark pools to aide short positions. Each share sold once with serial number as proof. No naked shorting is permitted, but it is still happening, so why are the perpetrators allowed to still participate in the market? No mislabeling shorts as longs. Enforce covering of short positions by
The real question is: why were these not already in place?! Yes. To all these items. I’m addition, any darkpool sale needs to have a reason submitted to FINRA for approval before a DP can be used for a sale. The darkpool was created so that massive institutional buy/sell orders did not damage the market. Now it’s simply used to hide transactions from the market. This must stop. Regulate to ensure
Better reporting on short interest, including synthetic positions hidden in the options chain Full transperancy of the Dark Pool markets - why does more than half the daily volume come from darkpool?? where are those shares? Vastly steeper fines/prison sentences for being misleading regarding short posistions. Your punnishments in the past have merely rewarded the bad actors, they scam us for
The current price manipulation with AMC/GME et al has exposed the stock market corruption. All reporting agencies and SEC rules don’t make a difference in protecting the big money from the everyday average trader. It seems to me that the rules only apply to the small investor and protect big money instead. It’s all an incestuous relationship between the SEC, FINRA, DTCC and the like and the big
I support complete transparency. Please make all short positions public information to remove barriers that serve the 1%.
Dark pool money should be illegal. Hedge funds and MM's manipulate stock prices up or down by selectively routing purchases or sales of stock, at their discretion through dark pool funds that goes against all principles of free and fair trading practices. Some say, "well it used to be worse back in the day when all trades were on the floor of the exchanges, and with the advent of
please stop or limit shorting of stocks. the average workers only retirement is in their 401k. the rules behind shorting stocks needs to be changed. they kill the average investor that is relying on this for their retirement.