Wow. Looks like if you enact all of these, you might have some idea of how much you colossally failed to do your job. The total inadequacy of security regulation in the USA should make every past and present employee of these organizations embarrassed. People saw this before and had to just take it... one man against the population. Now, you cannot silence us and we ll expose every corrupt member
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EXECUTIVE SUMMARY
NASD members are advised that the Securities and Exchange Commission (SEC) has approved an amendment to the NASD Board of Governors' "Free-Riding and Withholding"
Dear Ms. Mitchell,As an owner of a Registered Investment Advisory (RIA) firm having registered representatives at a member firm that is independent and not affiliated in any manner with my RIA firm, I strongly object to the newly proposed Rule 3290 in Regulatory Notice 25-05.This proposed Rule would subject certain independent RIA/IAs to an additional layer of corporate and regulatory oversight
More transparency on short positions is necessary. Long positions are able to be seen by all. Retail deserves the same transparency on both positions.
I am an adult, have free right to choose my investment. Don't restrict the short ETF. American stock market needs it to cool down and control our desires.
I have an existing position in pro shares short the S&P 500 because I Believe that stocks are dangerously over valued ,and as a hedge if my retirement fund should go broke.
1n the first place, naked short selling should not.be allowed and we know that it is because there is no way to police it. This would help.
I am against the proposal to limit individual investors access to leveraged investments. Their use is an important part of my investment plan to take advantage of short term opportunities in the market.
Dear Finra, I request you make short selling data more transparent, updated and available to the public. Thank you. Malik.
Hedge funds selling synthetic shares should be scrutinized and rules should be such that the naked shorting or synthetic shares should be made unavailable.
