The Credit Risk Management topic of the 2024 FINRA Annual Regulatory Oversight Report (the Report) informs member firms’ compliance programs by providing annual insights from FINRA’s ongoing regulatory operations, including (1) regulatory obligations and related considerations, (2) findings and effective practices, and (3) additional resources.
To Whom It May Concern,
The regulations proposed interfere with my right to invest. I oppose restrictions on your right to invest in public investments.
There should be no special process, test, or financial status associated with public investments.
I should be able to choose the investments that are right for me and shouldn't have to go through any special process like passing a test before being able to invest in leveraged funds. The choice and risk is mine!
I should be able to choose any investment that are offered to the public without taking any test or special process. I am an educated person and handle my own finances and with that I do my own risk management.
I fully understand the risks involved in leveraged securities. They are an important part of my long term strategy. I don't think I should have to pass a test to continue investing in these securities, i have made money doing it.
Individuals should have a right to choose the public investments for themselves. To be able to have this right we shouldn't go through anything like a test, approval or cooling time. This right shouldn't be limited to the privileged.
I understand the risks involved in investing leveraged and inverse funds and shouldnt have to go through special test to be eligible. These funds help me with my investment strategies. I oppose this restriction and would appreciate that this be not enacted.
I strongly believe I should be able to choose the public investments that are right for me.
Public investments should be available to all of the public, not just the privileged. Additionally, I should not have to take a test to enjoy the opportunity to invest.
People shouldn't have to go through any special process like passing a test before you can invest in public securities, and public investments should be available to all of the public, not just the privileged.
The Nanny State should stay out of telling investors how to invest. Look how brilliant it has been in controlling inflation, actually by bringing it on. (And soon to bring on recession by it's policies.) No test, no restrictions!
