Regulatory ObligationsSEA Rule 15c2-11 governs the publication or submission of quotations by broker-dealers in a quotation medium other than a national securities exchange (i.e., the OTC market).1 The rule generally prohibits a broker-dealer from publishing a quotation for any security in a quotation medium unless the broker-dealer has reviewed current and publicly available information
Please investigate criminal activity such as naked shorting dark pool dumps into any hedge funds that are illegally affecting a market of any given stock.
The fines and ENFORCEMENT for naked shorting have to create enough pain to dissuade investors as a whole from performing them. Regulation must be enforced for ALL.
It seems to me market makers can profit from and manipulate by failing to deliver. there should be greater penalties and a shorter time to cover naked shorts.
Shorting shares should be limited to the shares you actually own. No borrowed shares. No corporate bond shares. No fake shares. ACTUAL Shares owned!!!
Shorts need to be reported daily. The stock market needs more transparency and less manipulation. This will only help ensure a fair market for ALL investors.
How about margin calls at the start and end of the trading day? Put an end to naked short selling and police the market so it is fair to ALL!!!
It's especially important regulators hear from you in your own words. Please use the body of this email to customize your response.
As a follow-up to my first letter of comments objecting to FINRA's proceeding further with any future added regulations on/to U.S. financial investment instruments such as those utilized(provided) by UltraPro, UltraPro Short, or Ultra Short Pro
The idea of a "fair" market is completely a figment of peoples imagination at this point. The corruption and "loop holes" that exist to allow the Rich to continue to get rich off the backs of the working average citizen is sickening. The stock market and corruption is rampant amongst banks, hedge funds, market makers, and politicians and government departments. The "
I do not need any governing body deciding for me how to invest. There didn't seem to be any concern over how retail investors spent their money in the stock market until January of 2021. Institutional investors repeatedly creating systemic risk by their gambling with derivatives are an actual imminent threat to our markets. They are the ones who need significantly more regulation and
