I'm retired State Service living on Social Security with little long term security! I've been a investor in Celsius since 2019 and as of April 15th informed that I can no longer receive interest benefits when investing in the future because I'm not financially influent! But I can go to Vegas at
Anytime! Eliminate this barrier!
I regularly enjoy being able to trade in leveraged funds as a limited part of my investment strategies. I am able to afford risks associated with such trading and find the existing information and warnings supplied by Fidelity Investments more than sufficient to keep me aware of such risks. Please do not further restrict my use of such funds.
I have invested in leveraged funds for the past several years. I have lost money and I have made money. Same is true in the broader stock market.
My ability to invest in securities should not be regulated. The focus should be on regulating the providers of these funds to make sure they disclose all the information required for me to make sound decisions.
It is wrong to restrict access to certain investments to only connected, "wealthy" or otherwise selected investors. All market participants are provided investment prospectuses that detail the risks of each fund. It is up to each individual to decide for themselves if the fund aligns with their risk tolerance and objectives, and then research the market to make an informed
To Whom It May Concern:
Please allow me to continue to make informed choices on what investments are best for me and my family. Leveraged and inverse funds are important to my investment strategy. These funds allow me protect my investments and seek enhanced returns. I use them as a limited part of my overall portfolio.
I do not believe that I need any help selecting or de-selecting my personal investments. Nor does anyone else.
Investment criteria are personal choices and it is up to the individual to be responsible for gaining the information required to vet the products on offer and then determine for themselves whether these vehicles meet their criteria and in their best judgement serve their investment
It's important for every citizen to have the right to purchase whatever stock we want. We need to retain the freedom to do this. Why take away our freedom. I don't need to take a test to be able to make informed decisions on stock purchases and I don't need anyone else making my decisions for me.
Request for TRACE Reporting Exemption Under FINRA Rule 6732
The Cyber and Analytics Unit (CAU) within FINRA’s Member Supervision program is highlighting recent updates to the National Institute of Standards and Technology (NIST) Cybersecurity Framework (CSF) 2.0, which is a resource designed to help organizations manage and reduce cybersecurity risks, regardless of their degree of cybersecurity sophistication.
Executive Summary
The purpose of this Election Notice is to notify FINRA small firm members of the Small Firm Advisory Committee (SFAC) election and the distribution of ballots. Two seats on the SFAC are up for election, one representing the Midwest region and one representing the South region. FINRA small firm members1 in those regions as of the close of business on Friday, October 20, 2023,
