I should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. If you want retail investors to continue investing through the rough markets, we need access to public securities like leveraged and inverse funds, which allow us to make bets against the market without the risks that come
To FINRA Regulators,
Please do not infringe upon my right to invest my money as I see fit. Any benefits or losses from my investments into any inverse funds such as the ProShares Trust Ultra VIX Short Term Futures (UVXY), should be solely my responsibility.
Please do not impose any more regulations on these types of investments.
Thank You,
Ho Kim
Palmdale, California
the leveraged funds, both long and short the underlying, are important tools in portfolio construction. The open and free markets and skill sets should determine the winners and losers, not selected regulations. And we the investors should have to be responsible for our own actions, whether the results are good or not. Nor should we be subjected to pass an exam of sorts to qualify. The current
NASD would like to remind members of their obligation to file the appropriate FOCUS reports, Schedule I filings, Annual Audits, Customer Complaints and Short Interest reports by their due dates.
FULL TRANSPARENCY/ NO MORE LOOPHOLES Investors demand an end to the systemic corruption and crime that is plaguing our markets through un-regulated short selling that siphons real value from companies and investors and PREVENTS proper price discovery. Direct Registering (DRS via a transfer agent) shares is currently the ONLY way to escape the rampant fraud and the ineffective, unenforced
All information regarding what is happening on the stock exchange should be made public, otherwise the „game” is not fair. Short positions should be reporter and tracked daily. The lack of transparency only creates opportunities for Big players. A great example was set by regulators in South Korea who recently made the fines surrounding synthetic/naked shorting/FTDs to appropriately (!) reflect
FINRA has delayed the implementation of the bandwidth increase rate for the Trade Data Dissemination Service 2.1 (TDDS 2.1) vendor feed. The bandwidth is scheduled to increase from 2,500 kilobits per second (Kbps) to 3,000 kilobits per second (Kbps).
The original date for this implementation was July 24, 2023. FINRA has also cancelled the June 10, 2023 User Acceptance Test. FINRA will issue new
As a trader of leveraged Funds I find them only as a short term trade to enhance portfolios. I find that they also are much less risky than many stocks on the market such as : OTC stocks , many Biotech stocks , also high flying stocks such as those in the ARK fund. These are just some examples of stocks that may be more dangerous to hold. Look at options those are what are dangerous. Some of
Hedge funds have way more tools at their disposal than retail investors. They use these extra tools to manipulate the market and hide all the shady activity they do. THEY NEED TO GO TO JAIL FOR ROBBING AMERICAN PEOPLE. They are going to cause another market crash, short [REDACTED] out of everything, and make billions of dollars while Americans are suffering. Burn them down.
Dear Sir or Madam,
Leveraged and inverse funds have a place in the equity market. Mostly used short term they can be an effective method of investing in certain types of markets. Although they are higher risk, long term they have proven to have an excellent
rate of return. An investor should not be controlled on how to invest any portion of their assets. These types of etfs are based on stocks.
