Leverage ETF is very important for your investment portfolio, as tools of hedge and positive optimistic options in US economics. I strongly believe in US technologies and their innovation, which should be open to any ranges. US economy overcomes current economic fluctuation is eventually, with no doubt.
Please dont take away my freedoms and limit my choices. I already have enough government protection. Less choices stifles innovations and competition. I use leveraged funds as a enhancement to my overall strategy. Thank you and I trust youll make the right choice.
Dear Finra, I use these funds to generate income for my family. These are great, innovative products that balance out the risk/reward for an investors portfolio.
Losing accès to these would negatively impact my ability to generate a return and provide form family. Please do not limit access to these funds.
he leveraged and inverse tools now available to investors are great innovations which level the playing field for investors. They can be used for a variety of purposes, including hedging investments during periods of volatility. Please don't try to "protect" investors. Let us choose the investmetns that fit our needs
SUGGESTED ROUTING*
Senior Management
Legal & Compliance
Operations
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*These are suggested departments only. Others may be appropriate for your firm.
IMPORTANT MAIL VOTE
EXECUTIVE SUMMARY
The NASD invites members to vote on proposed amendments to Article IV,
SummaryTo assist members in their financial reporting obligations, FINRA is issuing this Notice to provide the due dates for Annual Report, Financial and Operational Combined Uniform Single (FOCUS), Form Custody, and supplemental FOCUS Report filings that are due in 2025 or the first quarter of 2026. FINRA reminds members that all such filings they submit to FINRA must be made electronically
I invested in leverage ETFs for almost 4 years. I would not be able to reach my retirement goals without these products. I have already met all your proposed safeguards through Fidelitys control process, with the exception of a written test. Please have your legal team spend their time on more important issues. Your proposal is mostly redundant and an interference with innovation.
I understand that Benjamin Franklin started trading stocks in the early days of the republic. Investing in other people's ideas, products, innovations, designs is an essential freedom - though risky it might be - for citizens of this land. Do not meddle with it, thinking we need protection from risk. This tendency to regulate and socially engineer everything will collapse-in on itself and
SummaryFINRA, as a self-regulatory organization, is informed by and benefits from engagement with and the expertise of our member firms, investors, and other interested parties on regulatory and policy initiatives related to FINRA’s mission of promoting market integrity and investor protection.The purpose of this Notice is to promote and provide an overview of the various opportunities for
SummaryOver the past 18 months, U.S. securities markets have experienced dramatic volatility. At the same time, individual investors entered the markets in unprecedented numbers—often through self-directed accounts at online brokers—drawn in part by reduced barriers to entry, such as low- and no-commission trading and the ability to purchase fractional shares. Increased retail market
