I oppose limitations on your ability to buy the Funds. That is my invest right. To buy public securities is my invest right. I don't want and need any test before I buy public securities.
Dongbin Zhang
Im a financial professional who understands the risks involved. People with no background in investments should go through a course to understand these risks with an inverse and leveraged fund. People with securities licenses have taken enough tests.
Permissibility of electronic signatures in place of manual signatures for principal approval of new customer accounts.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. Leveraged and inverse funds are important to your investment strategies.
Dear Regulators I should be able to choose. No special process or test. I have been using leverage and inverse investments for over 12 years as a part of my portfolio. Leave us alone. Respectfully, Dave Henning
You should not have to pass a test to invest.We do not need more government.It's especially important regulators hear from you in your own words. Please use the body of this email to customize your response.0
I oppose any new regulation to my personal investment. I should be able to choose my own investments. I should not have to go through special process or test to invest in ANY securities including leveraged funds.
I do not believe that regulators should make my investment decisions. I use leverage and inverse products as a part of my trading strategies depending on the markets direction. I do not agree that I need to pass a test to invest in these product.
Year 2000 Update Reminder To Members About SEC Filing Requirements
The Securities and Exchange Commission (SEC) recently amended its Rule 17a-5 to require all broker/dealers to file two reports concerning Year 2000, using Form BD-Y2K (Form). All members received this information available through NASD Special Notice to Members 98-63.
The new reports relate to each member's readiness and
