Proposed Rule Change Relating to Quotation Requirements on the Alternative Display Facility
Proposed Rule Change Relating to FINRA Trade Reporting Notice on Price Validation and Price-Override Protocol
Proposed Rule Change to Update Rule Cross-References and Make Non-Substantive Technical Changes to Certain FINRA Rules
Proposed Rule Change Relating to Exemptions from the Trading Activity Fee
Proposed Rule Change to Amend the Security Futures Risk Disclosure Statement
Proposed Rule Change Relating to the Expansion of the Order Audit Trail System to All NMS Stocks
Proposed Rule Change to Reinstitute Short Exempt Marking for Trade Reporting and OATS
Proposed Rule Change to Adopt FINRA Rule 4160 (Verification of Assets)
Proposed Rule Change to Amend FINRA Rule 2360 (Options) to Extend the Time to Submit Contrary Exercise Advice and the Time for a Final Exercise Decision in the Event of a Modified Close of Trading
Proposed Rule Change to Adopt FINRA Rule 4160 (Verification of Assets Held at a Financial Institution)
