Stop preventing Americans investing our money in crypto. Stop this nonsense. America is the land of innovation and opportunities!
SEC Approves Consolidated Rule to Address Conflicts of Interest Relating to the Publication and Distribution of Equity Research Reports
SUGGESTED ROUTING
Legal & ComplianceOperationsSystemsTrading
As of September 29, 1994, the following 49 issues joined the Nasdaq National Market, bringing the total number of issues to 3,725:
Symbol
Company
Entry Date
SOES Execution Level
BDTC
Bio-Dental Technologies
8/30/94
200
FCNB
Corporation FCNB Corp.
8/30/94
200
CCIL
Cellular Communications International,
This will ruin the economy. Investors can fight for equity for women and minorities. They can democratized the economy. They can protect and provide for jobs security. They can alleviate poverty. Integrity Intrigue Innovation Inc has done this.
FINRA has been actively monitoring financial technology-related (FinTech) developments in the securities industry.
FINRA Requests Comment on Proposed Consolidated FINRA Rules Governing Financial Responsibility and Operational Requirements
Our country should lead in innovation and capitalism. This space should be our pinnacle of achievement. Don't let the legacy banks and systems kill our future. Regulate deftly and with an easy touch. Let us lead again!
Crypto assets are not just an investment. They are not just a method of transacting. They are an entirely new technology stack upon which new technologies and relationships will be built. Please allow people to decide how they invest and what innovations they choose to support.
Summary
In April 2018, FINRA launched a retrospective review of the annual compliance meeting (ACM) requirement in Rule 3110(a)(7) and corresponding Supplementary Material .04 (SM .04), to assess its effectiveness and efficiency.1 The review is part of an ongoing initiative to periodically look back at a rule or set of rules to ensure they remain relevant and appropriately designed to achieve
Background
In March 2017, FINRA issued a Special Notice on its engagement programs as part of FINRA360, its comprehensive review of its operations. In response to the Special Notice, FINRA received a number of comments and suggestions regarding the usefulness of some advisory committees, their membership and their effectiveness as a vehicle for dialogue between FINRA and member firms. After
