Member Firm Disclosure and Supervisory Review Obligations; Effective Date: April 7, 2008
Summary
The NSCC1 administers ACATS, a system that automates and imposes specified duties and performance timeframes to facilitate the transfer of accounts, in whole or in part, from one firm to another. The NSCC recently announced a change to ACATS that will allow a receiving member (the firm slated to receive the customer’s account) to use the “receiver delete” function to remove alternative
Individuals should maintain the right to choose the investments that they wish to pursue. Imposing regulations stymies innovation, entrepreneurship and wealth creation. Interest in Crypto is going to increase, and presents an opportunity for investors to increase their personal and retirement wealth. The more options available to investors, the better.
SummaryTo assist members in their financial reporting obligations, FINRA is issuing this Notice to provide the due dates for Annual Report, Financial and Operational Combined Uniform Single (FOCUS), Form Custody, and supplemental FOCUS Report filings that are due in 2025 or the first quarter of 2026. FINRA reminds members that all such filings they submit to FINRA must be made electronically
Leverage ETF is very important for your investment portfolio, as tools of hedge and positive optimistic options in US economics. I strongly believe in US technologies and their innovation, which should be open to any ranges. US economy overcomes current economic fluctuation is eventually, with no doubt.
Please dont take away my freedoms and limit my choices. I already have enough government protection. Less choices stifles innovations and competition. I use leveraged funds as a enhancement to my overall strategy. Thank you and I trust youll make the right choice.
Dear Finra, I use these funds to generate income for my family. These are great, innovative products that balance out the risk/reward for an investors portfolio.
Losing accès to these would negatively impact my ability to generate a return and provide form family. Please do not limit access to these funds.
FINRA Requests Comment on Proposed Amendments to FINRA Rule 4521 and New Supplemental Liquidity Schedule
he leveraged and inverse tools now available to investors are great innovations which level the playing field for investors. They can be used for a variety of purposes, including hedging investments during periods of volatility. Please don't try to "protect" investors. Let us choose the investmetns that fit our needs
FINRA Requests Comment on a Proposed New Rule Requiring Carrying/Clearing Member Firms to Maintain and Keep Current Certain Records in a Central Location
