Short interest should be reported daily, as market condition change rapidly by both institutions and dark pools. Borrowed shares should have a term limit, or should be reconfirmed as borrowed weekly until shares are returned. Shares borrowed off markets, should not be allowed into public markets without proper documentation of how and when they were borrowed and their terms of agreement made
Simplified Arbitrations
The simplified arbitration rules apply to arbitrations involving $50,000 or less, exclusive of interest and expenses.
Expedited Proceedings for Seniors & Seriously Ill Parties
Dispute Resolution may expedite arbitration proceedings in matters involving seniors or seriously ill parties.
Expungement
Brokers may seek to have a reference to allegations or involvement
FINRA has taken disciplinary actions against the following firms and individuals for violations of FINRA rules; federal securities laws, rules and regulations; and the rules of the Municipal Securities Rulemaking Board (MSRB).
FINRA has taken disciplinary actions against the following firms and individuals for violations of FINRA rules; federal securities laws, rules and regulations; and the rules of the Municipal Securities Rulemaking Board (MSRB).
When you’re young, it’s easy to feel like there’s no rush to save for retirement. But before you know it, you might find yourself in your 50s or 60s and nowhere near your retirement savings goal. If you’re getting closer to retirement, what can you do to boost your nest egg?
This is my second letter to you. We dont need more government regulation on investing. I am a small investor with an IRA. I have a small amount to invest outside of the IRA. However I choose not to invest that money because capital gains tax would eat up any profit. If you want to help the small investor then give us a $10,000 exemption for short and long term capital gains tax in each tax year.
My main focus is on both leveraged and non-levered index ETF's for the DOW, Nasdaq and S&P, both long and inverse. I feel more comfortable investing in the market as a whole as opposed to individual stocks. They also allow me to protect my IRA on downturns as I am not allowed to short individual stocks and would find that far riskier. Please reconsider your proposed changes.
They are hiding over 100 million fake shares in puts in two forms in Brazil. The data for this popped up on a Bloomberg terminal. This is part of the problem, they create fake shares and hide them in puts. Beyond this, if you really would like a fair market we need to have short interest accountability and transparency. They are so over leveraged it is going to collapse the economy as evidenced
I am 74 years old and have the majority of my assets under mgt. with two different styled advisors. I have invested in Pro Shares Short S & P 500 ETF for two small accounts (which I oversee) in a very limited and disciplined approach to offset the economic problems caused by the current administration in Washington. I understand the risk, but given the current market conditions,
The ability to invest in leveraged securities as part of a well balanced portfolio is needed. To restrict this to retail investors is absurd. I should be able to invest in what I want to invest in as a right!
I use leveraged equities to hedge investments for protections. And it has been helpful to offset volatility in the market. I dont have millions to invest but when I look for products
