Proposed Rule Change to Amend FINRA Rule 2360 to Increase the Position Limit for Options on the Standard and Poor’s Depositary Receipts Trust
Proposed Rule Change to Adopt FINRA Rules Regarding Communications with the Public in the Consolidated FINRA Rulebook
Proposed Rule Change to Amend FINRA Rule 4240 (Margin Requirements for Credit Default Swaps)
Proposed Rule Change to Adopt FINRA Rule 0180 (Application of Rules to Security-Based Swaps)
Proposed Rule Change to Amend FINRA Rule 9251 to Explicitly Protect from Discovery those Documents that Federal Law Prohibits FINRA from Disclosing
Proposed Rule Change to Implement Revolving Door Restrictions on Former Officers of FINRA
Proposed Rule Change to Update Rule Cross-References within Certain FINRA Rules
Proposed Rule Change Relating to Exemptions from the Order Audit Trail System Recording and Reporting Requirements
Proposed Rule Change to Adopt the Consolidated FINRA Supervision Rules
Proposed Rule Change Relating to Amendments to the Order Audit Trail System Rules