Proposed Rule Change to Eliminate Duplicative Filings Under FINRA Rule 9610
Proposed Rule Change Relating to Rule 6450 (Restrictions on Access Fees)
Proposed Rule Change to Allow FINRA Members to Use the FINRA/NYSE Trade Reporting Facility to Transfer Transaction Fees Charged by One Member to Another Member
Proposed Rule Change Relating to TRACE Fees for Securities Act Rule 144A Transaction Data
Proposed Rule to Require Alternative Trading Systems to Report Volume Information to FINRA and Use Unique Market Participant Identifiers
Proposed Rule Change to Extend the Clearly Erroneous Pilot Period and to Remove Certain References to Individual Stock Trading Pauses in FINRA Rule 11892
Proposed Rule Change to Amend FINRA Rule 7730(c) to Extend the Limited Waiver of the TRACE Professional Real-Time Data Display Fee Pilot
Proposed Rule Change to Clarify the Classification and Reporting of Certain Securities to FINRA
Proposed Rule Change to Extend a TRACE Pilot Program in FINRA Rule 6730(e)(4)
Proposed Rule Change to Amend FINRA Rule 5131 (New Issue Allocations and Distributions)
