I want to express my disagreement with the restrictions that are to be imposed in order not to operate certain assets as is currently being done.
I use leveraged ETF's to meet my stock market % goal, while tying up less of my capital. I can therefore generate greater income by having more capital for income oriented investments. I understand the risks and use them appropriately.
October 3, 2022 Re: Regulatory Notice 22-17, Request for Comment on a Proposal to Shorten the Trade Reporting Timeframe for Transactions in Certain TRACE-Eligible Securities From 15 Minutes to One Minute Dear FINRA, In response to the proposed amendment to FINRA Rule 6730, we are respectfully providing comments as to why the amendment, which would change the reporting time from 15 minutes to one
You need to leave this industry alone. If you want to do something meaningful, stop devaluing the dollar and make sure we have economic freedom. Capital will fly where its appreciated. Your job is to make sure capital lands here.
TO: All NASD Members and Level 2 and Level 3 Subscribers
On Tuesday, January 20, 1987, 17 issues are scheduled to join the NASDAQ National Market System, bringing the total number of issues in NASDAQ/NMS to 2,729. These 17 issues, which will begin trading under real-time trade reporting, are entering NASDAQ/NMS pursuant to the Securities and Exchange Commission's criteria for
SummaryFINRA will conduct its Annual Meeting of firms on Wednesday, September 11, 2024, at 10:00 a.m. Eastern Time at FINRA’s Washington, DC, office located at 1700 K Street, NW, Washington, D.C. The purpose of the meeting is to elect one Small Firm Governor, one Mid-Size Firm Governor and one Large Firm Governor to the FINRA Board of Governors (FINRA Board or Board).1It is important
This is complete over step on prohibiting the consumer who the SEC is supposed protecting to invest what they deem to be a safe asset.
The leveraged etf is important for asset management. Everyone should be allowed to participate into the market for fair chance to leveraged etf.
Leave leveraged funds alone! They have served me well by adding significant gains to my retirement assets.
SUGGESTED ROUTING*
Internal Audit
Operations
Systems
Trading
*These are suggested departments only. Others may be appropriate for your firm.
As of May 15, 1989, the following 18 issues joined the NASDAQ National Market System, bringing the total number of issues in NASDAQ/NMS to 2,798
