As a not-for-profit, self-regulatory organization (SRO) with an 85-year history, FINRA pursues its mission of promoting investor protection and ensuring market integrity in many ways
This is complete over step on prohibiting the consumer who the SEC is supposed protecting to invest what they deem to be a safe asset.
Leave leveraged funds alone! They have served me well by adding significant gains to my retirement assets.
The leveraged etf is important for asset management. Everyone should be allowed to participate into the market for fair chance to leveraged etf.
Publication Date: February 23, 2023
Interpretations are marked in blue background beneath the rule text to which they relate.
15c3-3b Exhibit B - Formula for determination of security-based swap customer reserve requirements of brokers and dealers under § 240.15c3-3.
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Sec. 11.5 (a) The Board may make such rules and regulations as it may deem expedient, not inconsistent with law, the Restated Certificate of Incorporation, or these By-Laws, concerning the issuance, transfer, and registration of shares of capital stock of FINRA Regulation. The Board may appoint, or authorize any principal officer to appoint, one or more transfer agents or one or more
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FINRA Regulates Broker-Dealers, Capital Acquisition Brokers and Funding Portals. A Broker-Dealer is
Investors should decide hoe to invest their money. There are many more riskier assets in the amrket than leveraged or inverse ETFs
Need my right to buy levered and inverse. I can manage my assets better than dumb portfolio managers.
Please do not further regulate the leveraged asset classes. They are apart of my diversified portfolio and I accept the risks associated with ownership.
