Hey, don't take the rights away from retail investors that will remain with accredited investors. We deserve to be able to invest in leveraged ETFs and crypto funds without restrictions like a test, Do not impose this restriction on the retail investment community.
I as an investor who chose to do my own research on a variety of public securities after seeking the advice of a financial advisor and broker am confident in my own abilities and do not require coddling and layers of testing and restrictions on my portfolio.
I'm capable of making my own investment decisions without passing some sort of test to do so.
I use these leveraged funds as an important part of my portfolio. Everyone should be able to use them, not just wealthy people.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. Eveyone should be able to choose the public investments that are right for him and his family.
I write options. Leveraged funds give a higher premium. I am in the market for over 40 years. I know what I am doing. I should have freedom to do what i want and after all this experience should not have to take a test
I am against any regulations set by the government that keeps me from making investments. I should be allowed to choose public investments that is right for me and my family.
Having to take and pass tests to purchase cryptocurrencies or any other securities.
Each capital acquisition broker shall develop and implement a written anti-money laundering program reasonably designed to achieve and monitor its compliance with the requirements of the Bank Secrecy Act (31 U.S.C. 5311, et seq.), and the implementing regulations promulgated thereunder by the Department of the Treasury. Each capital acquisition broker's anti-money laundering program must be
I oppose restrictions on my right to invest in public investments. Public investments should be available to the public, not just the privileged. I shouldn't have to go through any special process like passing a test before I can invest in public securities.
FINRA Revises the Series 24 and 23 Examination Programs
I am writing as a humble retail investor. Recent events and research have demonstrated that the entire securities market is built around big players taking money directly from retail investors and legitimate corporations who have zero recourse. The current system for reporting short sales is laughably ineffective. It is completely obscured from retail traders, intentionally preventing free trade
