I AM CURRENTLY AN OPTION BUYER AND SELLER AND SUPPORT THE REQUIREMENT OF EITHER TAKING A TEST TO ASSESS THE KNOWLEDGE THE INVESTOR HAS/HAS NOT ACQUIRED OR POSSESSES ON THE VARIOUS STRATEGIES IN OPTIONS TRADING TO ENSURE THE INVESTOR HAS THE KNOWLEDGE NEEDED TO HANDLE THE CONSEQUENCES AND RESPONSIBLITITIES ADEQUATELY. SHOULD THEY FAIL SUCH AN EXAM-OR PREFER TO TAKE A COURSE ON THESE ISSUES
I would like to keep the ability to trade leveraged funds.
Please do not have limitations to trade pro shares
PLEASE do not take away ordinary retail investors' right to trade these products. There is an inherent risk in any investment. People who participate in the market should be able to assess for themselves what level of risk they want to take on. If they don't want the risk, there are plenty of other vehicles to trade. Most importantly, these products are the only way ordinary
It has come to my attention that there maybe regulations imposed on investors who invest in Inverse ETF's. I am a very small investor. My account size is less than $50,000. However, I use these ETF funds as a counterweight to my 401k investment accounts and other investments.
I am not an uneducated investor, and am well aware of the risks of investing, having traded both Futures
Traded securities including leveraged and inverse funds should be open to everyone and not just the rich or the privileged. Their risk is not greater than picking a security that may go down to zero (Kodak, Sears etc.). As a matter of fact, they are safer than single stocks, penny stocks, highly leveraged companies etc. because they represent an investment in an index of multiple companies. Going
I am a retired insurance business owner and am solely responsible for investing and trading my retirement funds. I use Inverse and Leveraged funds to hedge my portfolio insurance to protect, preserve and grow my portfolio. As a small investor it is vital for me to have use of these tools to use as I see fit without interference from any other authority(s). I know my personal situation, my
I am shocked and disheartened to know that regulations/prospectuses are under consideration to preclude retail investors from trading the Leveraged and Inverse ETFs, such as TQQQ and SQQQ, etc. As a retail investor with limited funds to hedge against market risks, for instance, I often buy SQQQ to protect my tech stock position without holding up a large proportion of my liquidity, which has
I am strongly against FINRAs proposed limits that may restrict access to L&I Funds or to disqualify me from trading L&I Funds or other "complex products".
I have a strong understanding of the characteristics and risks of L&I Funds, and that their purpose is for short-term active trading, and that they should be monitored regularly.
My
This makes no sense and goes against free trading rules
