I don't know about this short sale rule. I live in Sweden and I always thought that the US is a country that treat's everyone equal. Since I bought stock on the US market the only thing I feel is that every time someone mentioned a rule I just take it whit a grain of salt because nothing happens whit the market. You can make thousand more rules but it doesn't matter because no one
SSr is a joke.... no one is watching. SHorts should be reported like longs, sales, purchases, options, Why would we leave one single loophole open? Markets need transparency, or we stop trusting them, and bye bye retail, bye bye 401ks, bye bye most Americans....No one is too big to fail. No one is too small to succeed. This is the American Way... forsake that, and this country is [REDACTED]
Volatility—market swings—can sometimes bring an uncomfortable surprise to investors: a margin call. When you buy stock on margin, your brokerage firm lends you cash, using assets in your account as collateral, to purchase securities. To trade on margin, you must have a margin account with your brokerage firm.
Short Interest reporting AND ENFORCEMENT needs to improved at multiple levels. No hedge fund or investor should be given an excuse to hide what they are doing or to delay reporting or masking it in creative work arounds. 21-19 is a vast improvement. As a retail trader for decades >40 years. It’s about time more reporting and penalties for institutions and investment funds are ratcheted up
Given the significant damage Short Interest can have on a smaller company, I am eager to have better reporting tools to help these smaller companies protect themselves from the aggressive larger players in the economy. Having bad data is the last help being given to these large hedgefunds, so we request frequent accurate data to better level the playing field for all investors rich or poor. The
The general public is already warned enough on leveraged ETFs that there is no reason for additional regulations and warnings for individual retail investors. They should be able to risk their hard earned money in ways they see fit for themselves. Individuals should have a right to use financial products they see fit to use in order to achieve their short term financial goals. Adding additional
21-19 is a step in the right direction. That being said, IT IS NOT ENOUGH! Far more must be done to expose the corrupt practices utilized by bad actors in the market place. Yes I mean selling shares that do not exist case in point AMC! WITH APPROXIMATLY OVER 1 BILLION SHARES SOLD SHORT! LOOK INTO IT! CITIBANK HOLDS 510 MILLION SHARES FOR FORIEN INVESTORS ALONE. yes do implement the 2119 rule
Summary
FINRA alerts member firms to a rising trend in the fraudulent transfer of customer accounts through the Automated Customer Account Transfer Service (ACATS), an automated system administered by the National Securities Clearing Corporation (NSCC), that facilitates the transfer of customer account assets from one firm to another.
This Notice provides an overview of how bad actors effect
SEC Rule 606(a) requires broker-dealers that route equity and option orders on behalf of customers to prepare quarterly reports that disclose specific information about their order routing practices for non-directed orders in NMS stocks and NMS securities that are options contracts. The reports are published as PDFs and XML files for each calendar quarter. Data is collected from firms at the end
Why are we still having to ask for basic accountability in the year 2022? The reason is because crime pays and the self reportive market is riddled with fraud as the past several months of Sec fines proves there is a glaring problem. https://www.sec.gov/news/pressreleases The DOJ mentioned using the RICO act for a reason and it is time to implement a computer tracking system to get with the times
