I feel that I have the right as a human being to invest anyway I like and in my family's best interest without the consent of a regulator I also feel that I have the right not to go to the school to take tests or any of that other nonsense I can understand the information just fine the way it's written now to be able to handle myself in any investment situation thank you very much
Comments: Life, liberty, and the pursuit of... Independence and freedom. Restrictions and censorship is NOT a means of protection. Direxion offers a plethora of information and the intial education of Inverse ETFS. The established Indices: DIA, QQQ, SPY, IWM, etc., are available for investors/traders without restrictions I humbly request consideration to please allow ALL ETFS access to a level/
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Session Materials
Thursday, December 12, 2019
9:00 a.m. – 9:05 a.m
Respected Regulators, Leveraged and inverse ETFs help me hedge my portfolio and I would really appreciate if you don't impose any rules such as passing a test before investing in such ETFs. Investors understand the risks these risks since the information is widely available. I would really appreciate if you let investors choose what works best for them. Thank you!
I use these investments tactically to hedge, and they have been very helpful in mitigating risk and improve returns. I really don't appreciate being treated like a child just because I'm not high net worth. People have a right to make their own decisions. Your only job is to inform people objectively and without hyperbole. Once people have agreed to the risks, it is their responsibility
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Every day, millions of equity trades are made off the major stock exchanges in what’s known as over-the-counter (OTC) trading. It’s a massive part of the global financial market, with OTC trading in certain types of financial products accounting for billions of dollars in trades daily. Learn more about OTC trading in equities and the unique risks that may be involved.
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NASD Regulation, Inc. (NASD Regulation) requests comment on the use by NASD® members (securities broker/dealer firms) and their associated persons of bond mutual fund risk ratings in sales literature given to customers. In
FINRA is conducting an inquiry with respect to Unit Investment Trust (“UIT”) rollovers. In connection with our inquiry, we request that firm provide the following documents and information for the period from January 1, 2014 through June 30, 2016 (the “Review Period”) to the undersigned by no later than October 10, 2016.
FINRA would like to remind member firms of their obligation to file their appropriate short interest reports by their due dates.
