It is a free market. Individuals have the rights to trade within their financial capability.
Smishing is a tactic in which scammers send unsolicited messages to targets over short message service (SMS), or text messages. A newer development with this type of fraud involves scammers requesting that targets respond to messages to get around protections that automatically deactivate hyperlinks in messages received from unknown numbers.
Market makers should not be allowed to have positions in the market, especially short! Anyone could see why this is a major conflict of interest. They have the tools and access to enough money to manipulate a stock price in their favor. The lack of transparency when it comes to shorting activity/positions by market makers and hedgefunds is hurting retail trader confidence as well! How is 50-60%
I oppose any limitation on trading leveraged or inversed funds. It against freedom.
This will negatively impact the trading capacity of younger, yet informed, traders such as myself.
I strongly oppose these restrictions to my ability to trade leveraged and inverse stocks.
It is limiting free trade. Why should regulators choose public investments?
i would show my displeasure at the risk of not able to trade the leverage funds.
Testimony of FINRA Chairman and CEO, Richard Ketchum, Before the Subcommittee on Securities, Insurance and Investment, United States Senate
SUGGESTED ROUTING
Senior Management
Legal & Compliance
Operations
Systems
Trading
Executive Summary
Effective June 1, 1995, the Securities and Exchange Commission (SEC) is adopting Rule 17a-23 and Form 17A-23 under the Securities Exchange Act of 1934. The Rule requires broker/dealers that operate automated trading systems to maintain participant, volume, and transaction
