I believe it is investors right where they invest as long as the investor does not violate the rules
This rule is absolutely ridiculous! We have the right to invest freely in a free market.
Financial Industry Regulatory Authority, Inc. ("FINRA") (f/k/a National Association of Securities Dealers, Inc. ("NASD")) is filing with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to make permanent the portfolio margin pilot program set forth in NASD Rule 2520(g) and Incorporated NYSE Rule 431(g).
Please don't change the cryptocurrency rules.. you already tax it.. thank you
This feels a lot like A: nanny states attempting to protect us from ourselves in ways said nanny states don't succeed in protecting *themselves* - I think a government with as much debt as the US govt has has no business telling anyone how to run their money B: a set of rules which advantage the rich while screwing over the rest of us - as per usual, rules for thee, not for me, since I bet
Proposed Rule Change to Extend the Implementation Date of the No-Remuneration Indicator
Reporting of Customer Complaints Relating to Auction Rate Securities; Effective Date: April 1, 2008
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Executive Summary
On July 3, 1997, in Release No. 34-38812 (SEC Release), the Securities and Exchange Commission (SEC) approved new NASD® Rule 2460 (Rule), which explicitly prohibits any payment by issuers or
NASD has filed with the SEC a proposed rule change to amend NASD Rules 2211 and 3110(g) to require that members participate in the Federal Trade Commission’s ("FTC's") national do-not-call registry.
NASD has filed with the SEC a proposed rule change to extend the expiration date of Rule 2210(c)(3) and Interpretive Material 2210-5 from August 31, 2003 to August 31, 2005.
