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This version of the rule is effective for cases filed on or after Mar 04, 2024 through Mar 02, 2025.To view other versions open the versions tab on the right.(a) Applicability of RuleThis rule applies to arbitrations involving $50,000 or less, exclusive of interest and expenses. All arbitrations administered under this rule will be decided on the pleadings and
I oppose the rule that would make it more complex or difficult to buy leveraged funds.
I strongly oppose Proposed Rule # S7-24-15. It against investor freedom and right.
I would like to continue investing in leveraged ETFs. Please don't change the rules.
As an individual investor who has invested in complex instruments for years, I am opposed to these regulatory controls. They are over-reach by the government on the assumption that people are stupid and should be ruled rather than have the freedoms. The barrier to these instruments will not only create obstacle for investment, it will dramatically increase the cost to access these instruments as
You are encroaching on my freedoms again. This #22-08 Rule is not in line with our rights.
NASD has filed with the Securities and Exchange Commission ("SEC" or "Commission") a proposed rule change to amend Rule 2860 to extend a pilot program increasing certain options position and exercise limits.
I strongly oppose any limitations that may be placed on investors who want to participate in short funds or leveraged funds. I have been investing in the stock market since 1993 and fully understand the risks inherent in these types of funds. When used properly to hedge a portfolio they can be very important. I strongly suspect that rules like this one being proposed will end up hurting the
Please understand the consequences of the proposed rule, I need flexibility on investment opportunities and this rule could stop my ability to determine my own investing strategy. I don't need a certification to make the right decision on how I should invest my own money. My money, my risk, no need for anyone else to be involved. Please do not overact because some people play the market and
INFORMATIONAL
Employment Arbitration Rules
Effective Date: January 18, 2000
SUGGESTED ROUTING
KEY TOPICS
Legal & Compliance
Registered Representatives
Arbitration
Discrimination
Employment
The Suggested Routing function is meant to aid the reader of this document. Each NASD member firm should consider the appropriate distribution in the context of its own organizational
