Revised Process for Candidates Whose Primary Language Is Not English to Receive Additional Time to Complete a Qualification Examination or Continuing Education Session
Notice of Annual Meeting of FINRA Firms and Proxy
Amendments to Mediation Code to Provide the Mediation Director With Discretion to Determine Whether Parties to a FINRA Mediation May Select a Mediator Who Is Not on FINRA’s Mediator Roster
Notice of Annual Meeting of FINRA Firms and Proxy
Changes to Advertising, Corporate Financing, New Membership and Continuing Membership Application, Central Registration Depository and Branch Office Annual Registration Fees
SEC Approves Increase in the TAF Rate for Sales of Covered Equity Securities
New Rate for Fees Paid Under Section 31 of the Exchange Act
FINRA Requests Comment on Proposed Amendments to NASD Rule 2340 to Address Values of Unlisted Direct Participation Programs and Real Estate Investment Trusts
SEC Approves Consolidated FINRA Best Execution Rule
Notice of SFAB Election and Ballots
