Board Approves Rule Proposal to Shorten the Securities Settlement Cycle to T+1 Consistent with Recent SEC Rule Changes, and Allocation of 2022 Fine Monies
WASHINGTON—FINRA’s Board of Governors met on March 9-10 for the first time in 2023. The board approved a rule proposal to amend FINRA rules to conform to the SEC’s rule changes to shorten the securities settlement cycle and discussed a variety
As a not-for-profit, self-regulatory organization (SRO) with an 85-year history, FINRA pursues its mission of promoting investor protection and ensuring market integrity in many ways
This is complete over step on prohibiting the consumer who the SEC is supposed protecting to invest what they deem to be a safe asset.
The leveraged etf is important for asset management. Everyone should be allowed to participate into the market for fair chance to leveraged etf.
Leave leveraged funds alone! They have served me well by adding significant gains to my retirement assets.
About FINRAFINRA is a not-for-profit organization authorized by Congress that is dedicated to protecting investors and ensuring market integrity. It regulates one critical part of the securities industry—member brokerage firms doing business in the U.S.FINRA, overseen by the SEC, writes rules, examines for and enforces compliance with FINRA rules and federal securities laws, registers broker-
July 9, 2004
Below are the order report formats for the New Order Report, Execution Report, Combined Order/Route Report and Combined Order/Execution Report, which will be effective in the OATS Testing environment on September 20, 2004 and in the OATS Production environment on October 4, 2004. Further details will be forthcoming in the OATS Reporting Technical Specifications. If you have any
I'm an ordinary person and I routinely use leveraged and and inverse ETFs to take advantage of special situations at a minimum of risk.
TQQQ, for example, allowed me to gain exposure to the tech market during the COVID-19 bust with only a small fraction of the capital commitment that it would have otherwise taken. TBT enabled me to hedge against interest rate rises without having to
Sec. 11.5 (a) The Board may make such rules and regulations as it may deem expedient, not inconsistent with law, the Restated Certificate of Incorporation, or these By-Laws, concerning the issuance, transfer, and registration of shares of capital stock of FINRA Regulation. The Board may appoint, or authorize any principal officer to appoint, one or more transfer agents or one or more
Asset classes of any kind should not be restricted to average investors, giving the wealthy advantages and regular people a disadvantage.
Regulators should not tell the public what they can and cannot invest in for any public investment.
Leveraged & inverse funds are critical components in my personal investment strategies. I use many of them in my retirement and non-retirement
