This is complete over step on prohibiting the consumer who the SEC is supposed protecting to invest what they deem to be a safe asset.
Each year, FINRA publishes its Annual Regulatory and Examination Priorities Letter to highlight issues of importance to FINRA's regulatory programs.
Leave leveraged funds alone! They have served me well by adding significant gains to my retirement assets.
The leveraged etf is important for asset management. Everyone should be allowed to participate into the market for fair chance to leveraged etf.
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FINRA Regulates Broker-Dealers, Capital Acquisition Brokers and Funding Portals. A Broker-Dealer is
July 9, 2004
Below are the order report formats for the New Order Report, Execution Report, Combined Order/Route Report and Combined Order/Execution Report, which will be effective in the OATS Testing environment on September 20, 2004 and in the OATS Production environment on October 4, 2004. Further details will be forthcoming in the OATS Reporting Technical Specifications. If you have any
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Legal & ComplianceOperationsSystemsTrading
As of April 27, 1994, the following 66 issues joined the Nasdaq National Market®, bringing the total number of issues to 3,610:
Symbol
Company
Entry Date
SOESSM Execution Level
ADAX
Applied Digital Access, Inc.
3/29/94
500
CMSH
Cameron Ashley Inc.
3/29/94
500
CHPP
Champps Entertainment, Inc.
3/29/94
Investors should decide hoe to invest their money. There are many more riskier assets in the amrket than leveraged or inverse ETFs
Need my right to buy levered and inverse. I can manage my assets better than dumb portfolio managers.
Please do not further regulate the leveraged asset classes. They are apart of my diversified portfolio and I accept the risks associated with ownership.
