<p>FINRA Rule 2210 - Communications with the Public</p>
As part of Transparency Services improvement initiatives, beginning on December 5, 2022, FINRA will re- platform the OTC Reporting Facility (ORF) to a new Linux-based operating system.
FINRA will offer ORF Clearing function testing in the test system (NTF) beginning Monday, October 31, 2022. This testing will allow ORF clients to view clearing transactions in TRAQS as well as
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*These are suggested
Summary
The purpose of this Election Notice is to notify members of an upcoming election to fill one small firm seat on the National Adjudicatory Council (NAC). Eligible individuals who obtain the requisite number of valid petitions may be included as candidates on the ballot by following the petition procedures described in this Election Notice.
A formal notice of the NAC election and ballot
Hello i would just like to comment on how unfair it is to individual investors that market makers and hedge funds can route trades through the dark pools as they see fit with no oversight. I would suggest that you eliminate dark pools and make the fines greater than the profit hedge made from the illegal the illegal trading activity. Jail time is needed for market manipulation and short positions
Hello I have submitted a previous comment but I wanted to include this as well. I and I'm sure others have stated there needs to be a very big regulatory body added for oversight into darkpool trading, more frequent checks on capital and sources of capital from any market maker or large organization sucks as hedge fund participating in our markets, and there needs to be a responsible party
I am very concerned that there is talk about us having more restrictions on what we can invest in not regulators should be able to choose the public investments that are right for you and your family. Public investments should be available to all of the public, not just the privileged. I am able to go online and read the information to decided what to buy and not have to go through any special
I OPPOSE RESTRICTIONS ON SELF-DIRECTED RETAIL INVESTORS TRADING IN OPTIONS AND OTHER COMPLEX PRODUCTS!
The advent of low cost self-directed trading in options and so called complex ETPs has greatly democratized investing by giving average people the opportunity to employ investment strategies previously available only to the wealthy.
I dont want the government restricting what I can trade or
To FINRA: I want to continue having the freedom to invest on my own as I have for over the years. I want to maintain my current freedom to invest in public securities of my choosing. As an American citizen, I should be able to choose the public investments that are right for me! I am grateful to have the freedom of access to the exchange traded funds that empower me and my family to pursue our
The ability for the general public to invest in various types of financial instruments and vehicles should not be restricted, and doing so would be anti-American in spirit. Let us consider and example of why this the case: the internet has helped promote the democratization of information and provided an incredibly valuable resource for individuals to learn, communicate, share ideas, create art,
