The proposed regulations to protect investors from high risk investment options are not in my best interest. Better to have investor warnings when purchasing them but not specific requirements based on knowledge or net worth.
1) Leveraged ETF is the best . 2) Please do NOT ban it or limit its use. 3) Please ban all short sellers. 4) Please ban all kinds of manipulation of stock price by market makers, hedge funds, and mutual funds. 5) Thank you for not banning leveraged ETF.
If you are going to limit an investors preference to invest in defensive ETF's then you should not allow any ETF's. There is no law against puts or shorting. This change will simply disadvantage small investors . Stop trying to run our lives...you can't even run our government,
We as retail need full transparency on these synthetic short positons. Hedge funds have an unfair advantage over retail to sway a market one way or the other we need a level playing field. thank you.
Yes! Please make these changes for a more fair and visible market. Individual investors are at a disadvantage when this information is withheld. The market should not favor short sellers as it does now. Congratulations on moving to make the changes the market needs!
I think its needs to be more transparency in the market get rid of dark pool if investors can't use it FTD needs to be more regulated and stricter naked shorting need to be addressed immediately when it happens and stock manipulation
By reporting FTDs and short positions it would allow for more transparency. It feels as if there are 2 sets of rules. The retail investor does not have all of the information to better equip themselves in their retail strategy. While giving institutions an upper hand.
T-Evening on positions. T-2 makes no sense for the average joe that trades. Times have changed yet Finra has not adapted. All hedge funds should legally have to make their positions public, especially if a short position.
It needs to be more transparent. What is happening with dark pools is unacceptable. There is corruption running rampant throughout the entire market and it's going to make investors lose faith and pull their money out. Shorting needs to be investigated by the SEC!
A vibrant and efficient capital-raising process fosters business expansion, job creation, innovation and economic growth. FINRA members play a critical role in facilitating capital formation for businesses of all sizes. FINRA supports the capital-raising process through appropriately tailored rules for its members that are designed for the benefit of all market participants.
