Please don't take away our rights to trade stock in any way
Please do not impose excessive restrictions on ETNs and other exchange traded products
Comments: Who is FINRA to says that you are qualified to trade or not? This is government over reach.
Don't take my freedom to trade away. It's my right not yours!
I have not been able to trade my positions for 6 months. Pointless and unfair limitations.
I would like the right to invest in my best interest - I am a small investor that can only invest small amount of money each week and I find that these inverse funds works perfectly. I don't find them to be anymore volatile than most tech stocks trading on the NASDAQ. I am not a day trader - I buy these inverse funds to hold depending on what I believe the economy will do. I have been
(a) The term "Clearing Broker-Dealer" or "Clearing Broker" shall mean the member firm that has been identified in the System as principal for clearing and settling a trade, whether for its own account or for a correspondent firm.
(b) The term "Correspondent Executing Broker-Dealer" or "Correspondent Executing Broker" shall mean the member firm that has
As part of its Transparency Services improvement initiatives, on December 5, 2022, FINRA will re-platform the OTC Reporting Facility (ORF) to a new Linux-based operating system. These changes will include Trade Data Dissemination Service (TDDS) protocol changes, and ORF will begin supporting timestamps up to nanosecond granularity (HH:MM:SS.sssssssss) in accordance with amendments to FINRA’s
Comment Period Expires August 31, 1993
SUGGESTED ROUTING
Senior ManagementInstitutionalLegal & ComplianceSyndicateSystemsTrading
Executive Summary
As part of its ongoing efforts to ensure investor protection and enhance market quality, the NASD® Board of Governors, at its July 16, 1993 meeting, approved issuance of a Notice to Members soliciting comment on its action to
Hi Carlos y'all getting too big for you britches you need to leave everybody's buying and selling up to them your face y'all still from the public to make yourself richer close you [REDACTED] sure have with your inside trading just like [REDACTED] and Bill Clinton sold all are you bring them to Russia humor you closely and Jill Biden needs to be in jail for elder abuse
