As a college-educated citizen of the United States, I am capable of understanding the investments Im interested in and their risks. These measures are unnecessarily restrictive and will harm people more than they help. I - not regulators - should be able to choose the right investments for my goals and public investments should be kept public.
FINRA is publishing its quarterly OTCBB/OTC Equities High Price Dissemination List for the second quarter of 2020. This updated list of OTC equity securities eligible for trade report dissemination for trades of fewer than 100 shares is effective as of October 2, 2020. To view changes, visit the Daily List: Security Attribute Changes page, select the “Unit of Trades” filter and enter October 1,
FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
I will always support my God giving will to choose what I want and to invest in securities I want to choose. Just because I gave my email above, I do not wish to be sent any further information on future communications use the current United States Postal Service. Sincerely and with
Give your standard disclosures. Bring back the short sale rule! Keep the auto close for severe drops on the indexes. Go after the cook the book companies, and the insider trading crooks but do not deny the independent traders,investors or institutional financial firms the ability to hedge or out gain the standard index. The great thing about the United States is that one can take risk to possibly
Dear FINRA, I am writing to you regarding your desire to regulate and put restrictions on leveraged and inverse funds. I currently use leveraged funds as part of my overall long-term investment strategy. I have done extensive research and have back-tested the performance of leveraged funds over time and with different degrees of leverage applied in my model. My personal opinion is that FINRA
FINRA announced today that it has promoted Omer Meisel to Executive Vice President of the National Cause and Financial Crimes Detection Program (NCFC), effective October 2.
FINRA is publishing its quarterly OTCBB/OTC Equities High Price Dissemination List for the fourth quarter of 2019. This updated list of OTC equity securities eligible for trade report dissemination for trades of fewer than 100 shares is effective as of April 3, 2020. To view changes, visit the Daily List: Security Attribute Changes page, select the “Unit of Trades” filter and enter April 2, 2020
To whom it may concern,
I do not support additional regulations in regards to investing in the Proshares Trust and other similar funds. Government overreach is becoming more of problem in the United States. Let investors do their own research and allow them to assume their own risks. Big Brother is not required.
I live in the United States and we are supposedly free,so with that we should be able to invest in anything we want. And invest how we want. Why would our government even care how we invest. Give is backbour freedoms to choose what we want to do.
