The regulations in place are too restrictive already.
I should be able to find my stocks with out being all over the place to fine them I bought them when I lived in Wisconsin Texas and New Jersey
This email is to warn member firms of an ongoing phishing campaign that involves fraudulent emails purporting to be from FINRA and using the domain name “@claims-finra.org.” The domain of “claims-finra.org” is not connected to FINRA and firms should delete all emails originating from this domain name.
On April 25, FINRA issued an alert to member firms which highlighted a phishing attack using the domain name “@claims-finra.org”. This alert is to warn you about a new, potentially related, phishing attack also purporting to be from FINRA.
No need for a trader to understand the complex product all the broker warns about leveraged product. A trader sees an opportunity to entre and exit. Also with more regulation and restrictions the stock market and the economy will go down, with the diversified market and ease of regulation the market will call for more investors, and it’s what we need.
This seems like it could easily lead to a situation where the only people who can open a self-directed account to trade in options or complex products are rich, white, financial professionals. The rich get richer.
Restricting the trading of complex products is detrimental to all investors and should not be considered. Stop manipulating the market with new restrictions.
Restricting the trading of complex products is detrimental to all investors and should not be considered. Stop manipulating the market with new restrictions.
Rather than block investors from complex ETFs, another, perhaps preferable, approach would be to require that explanations of complex investments be written clearly, in simple English, and that the consequences of an investment, including risks, in those ETFs be clearly spelled out. That would allow investors who would like to use ETFs as part of their portfolio, and understand the consequences
