A vibrant and efficient capital-raising process fosters business expansion, job creation, innovation and economic growth. FINRA members play a critical role in facilitating capital formation for businesses of all sizes. FINRA supports the capital-raising process through appropriately tailored rules for its members that are designed for the benefit of all market participants.
Hello,
This regulation should treat everyone the same. These opportunities cant available only for high net worth investors. I am particularly interested in leverage and inverse funds and feel everyone should have this opportunity at these volatile times in the market.
I oppose any regulations restricting my ability to invest in anything I deem of interest. I view this as limiting my options and freedoms as an investor. You should focus on those investors and investments which are illegal and allow others a unfair advantage.
Comments: I am an investor, an advisor, a father, a son, husband and business owner. I have used these leveraged products in small amounts and I feel there is a lot of warnings, disclaimers, etc on these already. If anything maybe make the warning bigger or more bold but don't limit the access of these. That would in my mind do the following 1-increase risk because it would limit volume and
Summary
FINRA is soliciting comment on a proposal to establish a new trade reporting requirement for transactions in over-the-counter options on securities with terms that are identical or substantially similar to listed options. FINRA is proposing to require firms to report this information to FINRA on a daily basis (end-of-day) for regulatory purposes only.
Questions regarding this Notice
Hello: I am adamantly opposed to restricting access to any currently available investment product. This is an arbitrary, unnecessary regulation that is not in the investing publics interest. I should be able to choose the investments available to me and not have them restricted to privileged investors.
I strongly oppose such limitations on my investments! I am tired of all these radical attempts to further screw us over and hope we dont notice. You do not have our best interests in mind, so back off!
Every share should be tracked with unique identifier. Every share should be located and lent only once. Every order should be delivered T+2 or fails mean 10x cost penalty. Every short position should be updated with FINRA daily.
Every share should be tracked with unique identifier. Every share should be located and lent only once. Every order should be delivered T+2 or fails mean 10x cost penalty. Every short position should be updated with FINRA daily.
