I oppose restrictions on my rights to invest. And I should not have to pass a test just simplify the information for everyone to make better choices for investment
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EXECUTIVE SUMMARY
The Securities and Exchange Commission recently approved two additions to the NASD's qualification and registration programs. The two new tests, which will be available for member use beginning January 2,
October 29, 2024FINRA released a Cyber Advisory alerting firms of increased cybersecurity risks at third-party service providers. This webinar reviews the details of the Cyber Advisory including an overview of the regulatory and threat landscapes and effective practices.Speakers:Brita Bayatmakou, Vice President, Strategic and Threat IntelligenceRob Francis, Senior Director, Cyber and Analytics
I should be able to choose which investments I want to make.
I shouldnt have to take any special tests or ask for approval form a broker.
I should be able to choose what I want to invest in without being tested, I do not a regulator telling me what I can and cannot invest in.
Public investment should be available for everyone, I should not have to go through any special process or a test in order to invest in public securities
To FINRA, It has come to my attention through my broker that this notice may lead to a restricting of many types of investments that I have available to me. While some of the recommended requirements such as a cooling-off period and an increase in information that a client must see could benefit retail investors. Other requirements such as a net worth requirement are troubling, to say the least.
i agree with the statements that their should not be any regulators taking control and forcing me to take tests. please dont take my rights away
I shouldnt have to take a test to use inverse funds, its not right when shorting a stock, using puts and calls are essentially equal in results.
I do not wont to lose my rights to trade stocks etc. I do not need to take a test. This is a free country why should I be restricted to trade ?
