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Stop implementing elitist policies. Let everyone invest. This will have the same effect as literacy tests for voting, and is a violation of the right to pursue happiness
On Monday, December 2, 2019, FINRA will expand the summary firm data relating to over-the-counter (OTC) equity trading that FINRA publishes on its website.
Beginning on December 2, 2019, FINRA will provide:
new monthly aggregate block-size trading data for OTC trades in NMS stocks executed outside an alternative trading system (ATS) on a one-month delayed basis; and
aggregate non-ATS volume
Individual investors should have right to select funds for their family that they deem necessary. No regulators. No progress to pass test, the prospectus exists for a reason.
I am writing as a humble retail investor. Recent events and research have demonstrated that the entire securities market is built around big players taking money directly from retail investors and legitimate corporations who have zero recourse. The current system for reporting short sales is laughably ineffective. It is completely obscured from retail traders, intentionally preventing free trade
I oppose restrictions on my rights to invest. And I should not have to pass a test just simplify the information for everyone to make better choices for investment
Innovation and collaboration are two of FINRA’s four core values. Michael Hawman, Director of Technology for Delivery Services, returned to FINRA after participating in AWS re:Invent in 2022 with a proposal that would align these two values for FINRA’s business and technology divisions.
I should be able to choose which investments I want to make.
I shouldnt have to take any special tests or ask for approval form a broker.
Public investment should be available for everyone, I should not have to go through any special process or a test in order to invest in public securities
I should be able to choose what I want to invest in without being tested, I do not a regulator telling me what I can and cannot invest in.
