I should be able to choose the public investments that are right for me and my family. Public investments should be available to all of the public, not just the privileged. I shouldn't have to go through any special process like passing a test before you can invest in public securities, like leveraged and inverse funds.
As a not-for-profit, self-regulatory organization (SRO) with an 85-year history, FINRA pursues its mission of promoting investor protection and ensuring market integrity in many ways
I not regulators should be able to choose the public investments that are right for me and my family.
. Public investments should be available to all of the public, not just the privileged.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, including cryptocurrency fund as BITO..
Public investments should be available to all of the public,
not just the privileged. I am capable of understanding cryptocurrency funds such as BITO and their risks. I do not need these measures imposed on me. I shouldn't have to go through any special process like passing a test before I can invest in public securities, including cryptocurrency!!
Hello I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am more than capable of understanding leveraged and inverse funds and their risks. I do not need these measures imposed on me. Thank you, Jim
I should be able to choose the public investments that are right for me. Public investments should be available to all of the public not just the privileged. I should not have to pass a test to invest in public securities like leveraged and inverse funds. Leveraged and inverse funds are important for me to be able reduce risk in my investment portfolio.
Individual investors should be free to determine their own level of acceptable risk. The responsibility should be on those offering securities to clearly explain the risks and in individual investors to accept those risks. Individual investors should not be required to pass tests or meet a bar of net worth in order to purchase publicly available securities.
This is an unfair rule preventing ordinary investors from taking full advantage of the market. As a graduate of law school, I am perfectly capable of making these types of decisions without being forced to take burdensome tests. There should be no such requirement provided I am offering no advice to others about investment. I strongly oppose this measure.
I feel I should be able to choose the public investments that are best for my portfolio. I am capable of understanding leveraged and inverse funds and their risks without having to take a test to trade them. These funds are an important part of my strategy with less risk than trading commodity futures, for example. Thanks for your consideration.
GUIDANCE
Fee Increase for Extension of Time Requests
SUGGESTED ROUTING
KEY TOPICS
Legal and Compliance
Operations
Senior Management
Extension of Time Requests
Fees
Regulation T
Schedule A to NASD By-Laws
SEC Rule 15c3-3
Executive Summary
On May 15, 2006, NASD filed with the Securities and Exchange Commission (SEC) for immediate
