Regulatory Notice
Notice Type
Guidance
Referenced Rules & Notices
FINRA Rule 3110
FINRA Rule 5310
MSRB Regulatory Notice 2014-02
Notice to Members 06-58
Notice to Members 01-22
Notice to Members 99-12
Notice to Members 97-57
Rule 605 of SEC Regulation NMS
Rule 606
I oppose restrictions on my account to my right to invest in leveraged investments. They are important to my trading strategy.
SEC Approves Amendments Permitting FINRA to Halt Trading by Firms Otherwise Than on an Exchange Where a Primary Listing Market Has Issued a Trading Pause Due to Extraordinary Market Volatility
You have the benefit of the equivalent of insider trading information. Why should the public be restricted even more?
How about you fix naked shorting and governmental insider trading instead of limiting retail investors.
Please do not add any regulations on leveraged stocks. And allow us to trade same as regular stocks.
I've been trading with leveraged funds for years now and find it a great way to invest in my future.
This is unfair. We all deserve the same rights of trading than those who are wealthier. Equal opportunity.
At FINRA’s annual conference on May 13, 2025, President and CEO Robert Cook discusses the FINRA Forward initiative and other topics of interest to FINRA member firms and other stakeholders, in conversation with Kayte Toczylowski, VP, Member Relations and Education.
WHY IS IT OK FOR YOU TO GET INSIDER TRADING INFORMATION? NOT OK FOR US TO CHOSE OUR OWN INVESTMENTS?
