Using leveraged funds is an important part of our investment strategy. We use the funds in an appropriate manner and hedge them with other assets. We specifically request that our opportunity to use these vehicles is not regulated away.
Almost all of investors are already well aware of the meaing of investing in leverged or inversed efts and no one can or should limit the personal choice for investing with their own money and assets I totally oppose for the FINRA regulatory notice
Almost all of investors are already well aware of the meaing of investing in leverged or inversed efts and no one can or should limit the personal choice for investing with their own money and assets I totally oppose for the FINRA regulatory notice
Public investments should be available to all of the public, not just the privileged. Leveraged funds are efficient and make an important part of the complete prudent investment portfolio. Without them I will find more risky and less liquid assets.
I strongly oppose any changes to regulation as it relates to leveraged products. They offer a funding mechanism for people who cant save. For an aggressive investor, they are much safer that concentrating assets in one stock, with similar volatility and results.
Hi, please do not regulate leveraged ETFs further. This would push me to look into riskier assets such as crypto. Keep the market free as it should be, further regulation is unnecessary. Have a good day. Thank you
Almost all of investors are already well aware of the meaing of investing in leverged or inversed efts and no one can or should limit the personal choice for investing with their own money and assets I totally oppose for the FINRA regulatory notice
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Senior Management
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Operations
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Systems
Trading
Effective November 13, 1995, tier sizes for 900 Nasdaq National Market® securities will be revised in accordance with paragraph 245 Ia7 of the Rules of Practice and Procedure for the Small Order Execution System (SOESSM).
Under the SOES Rules, the maximum SOES order size for a
Amendments to NASD Rules Regarding Margin Requirements
Effective Date: December 1, 2003
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Senior Management
Margin Requirements
Regulation T
Rule 2520
Executive Summary
On August 25, 2003, the Securities and Exchange Commission (SEC) approved amendments to
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Corporate Finance
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Executive Summary
On February 21, 1997, NASD Regulation, Inc. (NASD RegulationSM) filed with the Securities and Exchange Commission (SEC) an amendment to NASD ® Conduct Rule 2340 to regulate the disclosure of values for unlisted and illiquid direct participation program (DPP) and
