I should not have to take any type of test to invest my own funds. This looks as if you are taking away a way for people to increase their assets. This is a ridiculous concept in our free market !
i should ba able to choose my investments on my own.ishould not have to go through a special test process investing in bito is important to achieve my own objectivesjohn van dam
(a) Department of Enforcement
With the prior written authorization of FINRA's Chief Executive Officer or such other senior officers as the Chief Executive Officer may designate, the Department of Enforcement may initiate: (1) a temporary cease and desist proceeding with respect to alleged violations of Section 10(b) of the Exchange Act and SEA Rule 10b-5 thereunder; SEA Rules 15g-1
Do I have a freedom to choose what public investments that are right for me and my family?
Do I need to take a test first in order to ride on a public bus or shuttle to attend schools?
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I oppose limitation on my investment!
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I oppose limitations on my investments.
There should not be any special process, tests or other to be able to invest in public investments. Leveraged investments are part of an overall strategy that will enable retirement. There is no reason to have any type of regulation on these funds.
I should be able to choose what investments are right for me. I shouldn't have to go through any test for doing this. I use these investments to safely hedge my returns with other investment opportunities.
I am writing as a humble retail investor. Recent events and research have demonstrated that the entire securities market is built around big players taking money directly from retail investors and legitimate corporations who have zero recourse. The current system for reporting short sales is laughably ineffective. It is completely obscured from retail traders, intentionally preventing free trade
I do not want these changes. I do not want to lose my right to invest in these funds! I'm not a child! I do not need to pass a test to have the RIGHT to purchase whatever funds and securities I want!