GUIDANCE
Customer Account Statements
SUGGESTED ROUTING
KEY TOPICS
Institutional Customers
Legal & Compliance
Operations
Senior Management
Clearing Firms
Customer Account Statements
DVP/RVP (Delivery versus Payment/
Receive versus Payment)
NASD Rule 2340
NASD Rule 3110
NASD Rule 11860
SEC Rule 10b-10
SEC Rule 15c3-2
SEC Rule 17a-4
Executive Summary
The Securities
Comments:Investors should be allowed to access and trade leveraged and Inverse ETFs as long as investors are given a description of risks involved and acknowledge the risks.
Theses leveraged ETFs have been in place for many years and serve investors well. They ate flexible and trade efficiently Thanks
I understand the risk of all kinds of investments and will be fully responsible for the action of our investment. I object to any restriction on trading of leveraged funds.
i love the use of leveraged etfs. i find them much safer than trading individual stocks that can implode and never recover
The products really aren't that complicated. It's a slower moving trade that gives similar leverage compared to futures. Just a trading/hedging vehicle.
Decisions about investments should be mine, not regulators. Investing in publicly traded funds should be something that everyone has equal access.
I'm very unhappy with Government deciding what I can and can not invest in.. The Bigger concern of mine is Insider Trading by Government officials.
Hi,
Please allow leveraged ETFs. They allow me for example to trade bitcoin in my accounts using BITO ETF.
Thanks
The leveraged and inverse funds give the non-professional traders the opportunity to cushion our investments by trading when the market is both rising and falling.
