August 7, 2006
NASD is publishing this article to provide additional guidance to members regarding use of the Routing Method Code of "S" (Smart Router) on Route and Combined Order/Route Reports.1
For purposes of OATS reporting, NASD defines a Smart Router as a system that, based on predetermined logic applied to variable market conditions, determines without human intervention, the
1) When I first joined my firm, I emphasized a BCP that answered the question, “What happens if we lose use of our primary office for an extended period of time?” With that in mind, I encouraged our office staff—particularly our IT function—to think in terms of carrying on a regular workday from an alternative location. IT spent several years gradually building up our remote working capability.
Data Definitions for Treasury Securities. Data fieldDefinitionWhy we share this dataBenchmarkIdentifies the bond’s benchmark type/term.So that investors can know the bond benchmark.Coupon RateA coupon rate is the annual interest rate paid by the issuer to you when you hold a bond that you have purchased. These interest payments are generally made semiannually, although some bonds may pay
This data provides total and average daily trading volumes for the prior month in corporate, agency and securitized products reported to TRACE. Learn more about corporate, agency and other bonds.
The data is grouped into "Total," "ATS” (Alternative Trading System), ”Interdealer" and "Dealer-to-Customer" categories.
The data is published
I should not have to take any type of test to invest my own funds. This looks as if you are taking away a way for people to increase their assets. This is a ridiculous concept in our free market !
Proposed Rule Change Relating to Publication of Certain Aggregate Daily Trading Volume Data
i should ba able to choose my investments on my own.ishould not have to go through a special test process investing in bito is important to achieve my own objectivesjohn van dam
I should be able to choose what investments are right for me. I shouldn't have to go through any test for doing this. I use these investments to safely hedge my returns with other investment opportunities.
Do I have a freedom to choose what public investments that are right for me and my family?
Do I need to take a test first in order to ride on a public bus or shuttle to attend schools?
