We find it outrageous to mess with a system that works, only for government benefit. Everyone should have the choice of investing in which public equities or bonds they chose. Please oppose any interference or change to our present system.
Member Assessments
The NASD amended Section 1, Schedule A to the NASD By-Laws to increase the credit against a member's annual gross income assessment from 62 to 67 percent for calendar year 1993. The credit will be reduced to 59 percent for 1994.
Because members have already paid their 1993 assessments with the 62 percent credit in effect, the increase to 67 percent will create a credit
TO: All NASD Members and Other Interested Persons
ATTN: Operations Principal, Cashier
EXECUTIVE SUMMARY
Last Date for Comments: October 1, 1986.
The NASD Board of Governors is circulating for comment a proposed amendment to Section 64 of the Uniform Practice Code, Acceptance and Settlement of COD Orders. The amendment would eliminate the exemption in subparagraph (a)(5)(ii), which provides that
The Neutral Corner – Volume 1—2025Mission StatementElectronic Expense Reports Revisited by Makenzie Holahan, FINRA Associate Regional ManagerFINRA Dispute Resolution Services (DRS) and FINRA NewsArbitration Case Filings and TrendsFINRA Adopts Amendments to Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production ListsFINRA Adopts Amendments to
I should be the one to decide what I want to invest in. There shouldnt be tests or exams to determine this first. Crypto currency is an important part of my investing strategy. Dont hurt the small time, working class Americans with these restrictions.
Leveraged and inverse funds are in my portfolio and I want to continue to invest in this vehicle.
It is no different than stock trading.
Government interference is unnecessary.
No special tests are necessary.
Please dont change it. Would be unfair.
Thank you.
I don't like regulators interfering with my investment decisions. is your test so you can steal my profitable market timing strategy? I use leveraged long and short funds. Leave them alone.
As an individual I should have rights to invest the money I earned and I should be able to invest as well as hedge when required. I should not be tested for the knowledge in order for me to invest the way I wanted. It should be my personal choice.
I have traded leveraged etf for 20 years. I read the prospective and used the leveraged etf to reduce some risks. I want to this tool to be available to me, not just the privileged. I dont want regulars to impose a test on me.
I oppose limitations on your ability to buy the Funds. That is my invest right. To buy public securities is my invest right. I don't want and need any test before I buy public securities.
Dongbin Zhang
