Public investments should be available to all of the public,
without passing tests to invest. We should be able to decide what is right for us and our family. We do not need additional measures imposed on us.
I should be able to choose what investments I want. I shouldn't have to take test to buy or sell my crypto. I don't feel that the govt should tell me how to make sure I'm financially independent.
Im a financial professional who understands the risks involved. People with no background in investments should go through a course to understand these risks with an inverse and leveraged fund. People with securities licenses have taken enough tests.
You should not have to pass a test to invest.We do not need more government.It's especially important regulators hear from you in your own words. Please use the body of this email to customize your response.0
I do not believe that regulators should make my investment decisions. I use leverage and inverse products as a part of my trading strategies depending on the markets direction. I do not agree that I need to pass a test to invest in these product.
Dear Regulators I should be able to choose. No special process or test. I have been using leverage and inverse investments for over 12 years as a part of my portfolio. Leave us alone. Respectfully, Dave Henning
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. Leveraged and inverse funds are important to your investment strategies.
I oppose any new regulation to my personal investment. I should be able to choose my own investments. I should not have to go through special process or test to invest in ANY securities including leveraged funds.
(a) The term "Clearing Broker-Dealer" or "Clearing Broker" shall mean the member firm that has been identified in the System as principal for clearing and settling a trade, whether for its own account or for a correspondent firm.
(b) The term "Correspondent Executing Broker-Dealer" or "Correspondent Executing Broker" shall mean the member firm that has
October 29, 2024FINRA released a Cyber Advisory alerting firms of increased cybersecurity risks at third-party service providers. This webinar reviews the details of the Cyber Advisory including an overview of the regulatory and threat landscapes and effective practices.Speakers:Brita Bayatmakou, Vice President, Strategic and Threat IntelligenceRob Francis, Senior Director, Cyber and Analytics
