In the securities world today, there is little daylight between money laundering and fraud. On this episode, we learn how FINRA’s Special Investigations Unit works to detect and investigate cases of illicit finance and market abuse, as well as how they proactively identify and mitigate threats.
Dear Regulators I should be able to choose. No special process or test. I have been using leverage and inverse investments for over 12 years as a part of my portfolio. Leave us alone. Respectfully, Dave Henning
You should not have to pass a test to invest.We do not need more government.It's especially important regulators hear from you in your own words. Please use the body of this email to customize your response.0
I do not believe that regulators should make my investment decisions. I use leverage and inverse products as a part of my trading strategies depending on the markets direction. I do not agree that I need to pass a test to invest in these product.
I oppose any new regulation to my personal investment. I should be able to choose my own investments. I should not have to go through special process or test to invest in ANY securities including leveraged funds.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. Leveraged and inverse funds are important to your investment strategies.
FINRA seeks comment on proposed amendments to FINRA Rules 5110 (Corporate Financing Rule—Underwriting Terms and Arrangements), 5121 (Public Offerings of Securities With Conflicts of Interest) and 5123 (Private Placements of Securities) to make substantive, organizational and terminology changes to the rules.
I oppose restrictions to my right to invest in TQQQ, SQQQ and other leveraged products. I have been investing in these products for years and they are no more risky that any other stocks in the market. Anybody trading in the market has to understand that there is risk involved and chooses to take that risk...regulators should not try to babysit investors by trying to tell them which stock or fund
Short selling to bankrupt a company should be illegal. Not that the legal system does anything about the naked shorting that's being abused. Short selling is essential to the market, but something needs to actually be done to the hedge funds who abuse this system. It's not fair and it's not right.
