Investment planning doesn’t stop once you make an investment. Evaluating the performance of your investments is a critical part of managing—and monitoring—your investment assets over time.
Please do not impose restrictions on the right to invest in public investments. Leveraged and inverse funds are important to my investment strategies.
Please do not regulate the funds. This punishes common, honest people.
The state of the economy
is caused by foolish individuals in government
I use the inverse funds to lower the risk in my long stock investments. I am retired and don't take much risk, so I need the inverse funds to lower the risk.
Summary
FINRA has adopted amendments to Rule 6732 (Exemption from Trade Reporting Obligation for Certain Transactions on an Alternative Trading System) to expand the scope of the exemption to include eligible ATS transactions that involve only one member (other than the ATS). As amended, a member ATS may apply for the exemption for transactions between a member subscriber and a non-member entity
Portfolio Resources Group, Inc. appreciates the opportunity to comment on Regulatory Notice 22-08 published by the Financial Industry Regulatory Authority (FINRA). We support FINRAs investor protection mission and commend FINRA for reminding members of their current regulatory obligations. However, we are deeply concerned that FINRA is considering a series of radical and unprecedented regulations
Leveraged and inverse funds are important part of my family investment strategies. We, not regulators, should make the decision about public investments.
Don't be fooled by those who think investors are need more government oversight. We are smart enough to understand these products. They play a role in letting the small investor protect and enhance their investments. Small guys like me
Summary
On May 16, 2022, FINRA announced via Election Notice 05/16/22 upcoming elections to fill one Small Firm Governor seat and one Large Firm Governor seat on the FINRA Board of Governors (FINRA Board).
The Large Firm Governor nominee, Christopher W. Flint, has changed firm affiliations and no longer qualifies to run for reelection to the FINRA Board. FINRA’s Nominating & Governance
Please do not take away my ability to invest in leveraged ETF and into anything. I'm well aware of what I'm doing and I don't need to be restricted by regulators. There are way too many restrictions on US investors already.
Tying ability to invest to net worth is elitist and exclusionary. It further perpetuates the wealth gap because one could only become wealthy
