Please do not limit my ability to trade in leveraged or inverse funds.!!! It is my business what I do with my investments! Stay out of my business!
INFORMATIONAL
Corporate Debt Securities Transaction Reporting
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Corporate Finance
Legal and Compliance
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Senior Management
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Rule 6200 Series
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Executive Summary
As a individual stock trader, I think we do have the right to trade same stock as financial institutions and its such an arrogant idea to deprive us the right!
With almost 50 years investing in the market including in sp futures I am appalled that such restrictions on my trading leveraged or inverse funds in an insult to my intelligence.
Please dont stop ability to trade inverse, leveraged, or so called complex investments. We are not as dumb as you think. Thank you big brother
Comments: Inverse and leveraged ETFs are far safer than trading options. Please recommend to FINRA to leave the rules are they currently are (May 2022). Thank you.
The Federal government and its regulators have no right to curtail investors decisions on what underlying securities they can trade. This is a direct attack on a free fair market.
Comments: The notion of limiting my ability to trade leveraged ETF is horrifying. This is over-reach and Big Brother at its worst. It is not for you to decide my appetite for risk.
I use these products to hedge my portfolio. Don't make my life more complicated. Go after a real problem, like insider trading in congress.
The Fixed Income Mark-up Disclosure section of the 2019 Report on Exam Findings informs member firms’ compliance programs by describing recent findings and observations from FINRA’s examinations, and, in certain cases, also providing a summary of effective practices.
