The FINRA 21-19 is a long waited change in the stock market. The integrity of the US stuck market has been tarnished. So much in fact that is teders on the edge of collapse. This is partially caused by the risks surrounding short interest reporting under the regulation of FINRA. Even though FINRA 21-19 focusses on a broader spectrum of ineffective reporting, the certain gaps in the 21-19 could
FINRA 21-19 is a much needed change. It has become clear that the integrity of the United States market has been detrimentally impacted, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
Please excuse the form comment but the OP stated my concerns better than I could articulate. FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies
FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of FINRA's outdated short interest reporting policy. While many of the policies mentioned in Regulatory Notice 21-19 address the general breadth of exploitable and ineffective
The following paragraph is copy and pasted, but I whole-heartedly support the message. I believe our markets should be efficient and transparent, not behavioral and speculative. FINRA 21-19 is a long overdue change. It is clear that the integrity of the United States market has been strained to the edge of disaster, in large part due to systemic risk developed under the regulatory authority of
Dear FINRA Regulators:
I use Public Investments as a tool to build my financial future and that of my family. As an investor I want to have all options available to me and they should be available to others too, at any time, with no restrictions whatsoever. I want to have the right to choose freely what Public Investments to use in my portafolio and assume full responsibility for my investment
Please do NOT restrict the use of leveraged ETFs in ANY way. Just this proposal is outrageous: You think only rich and privileged people understand risk? How condescending is that? Leveraged ETFs are the only way for middle class investors to have a decent shot of moving out of the middle class as we aim to become financially independent. Almost all retail investors understand the risk and
The amount of retail investors and in particular those under 30, that I've heard of that have gone broke over the past four months in particular and who are making horrible decisions trading options and crypto products is terrifying!
People are maxing out their credit cards or taking out personal loans to frequently buy high risk and low return investments! Selling options on volatility
Please do NOT restrict the use of leveraged ETFs in ANY way. Just this proposal is outrageous: You think only rich and privileged people understand risk? How condescending is that? Leveraged ETFs are the only way for middle class investors to have a decent shot of moving out of the middle class as we aim to become financially independent. Almost all retail investors understand the risk and
I do not believe testing investors' knowledge of complex products as a prerequisite to their purchase is an effective way to protect those investors. Test answers could be obtained from the internet without the investor actually retaining the knowledge effectively. Additionally, a lack of understanding of a particular subset of complex products should not be reason to deny the purchase of a
