FINRA has provided transparency to over-the-counter equities (OTCE) trading for years through its public website.
The Text Analysis team from Enterprise Solutions department wanted to help unlock the potential in these documents with text analysis. With AWS and Natural Language Processing (NLP) tools advancing, they believed they had the tools to help.
XPP stands for eXtreme Parallel Processing. For larger systems with more complicated code, XPP helps achieve parallelism on the cluster at the lowest possible level i.e. individual queries to achieve maximum possible utilization.
Do you have a complex stored procedure defined in a Postgres database in which there are countless different scenarios that need to be tested? One option is to use a specific DEV/QA Postgres instance where the stored procedure is run with different sets of input data and verify the results are as expected through queries.
What is Gson? Gson is a Java Library widely used to convert Java Objects into their JSON representation and vice versa.
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The availability of complex products and options can potentially expand the investment opportunities for retail investors and, if properly understood, offer favorable investment outcomes (e.g., enhancing returns, limiting losses or improving diversification). However, important regulatory concerns arise when investors trade complex products without understanding their unique characteristics and
Financial Industry Regulatory Authority, Inc. (“FINRA”) is filing with the Securities and Exchange Commission (“SEC” or “Commission”) a proposed rule change to extend the expiration date of the temporary amendments set forth in SR-FINRA-2020-015 and SR-FINRA-2020-027 from March 31, 2022, to July 31, 2022.
Summary
In February 2012, pursuant to an SEC order, FINRA established an accounting support fee (GASB Accounting Support Fee) to adequately fund the annual budget of the Governmental Accounting Standards Board (GASB). The GASB Accounting Support Fee is collected on a quarterly basis from member firms that report trades to the Municipal Securities Rulemaking Board (MSRB). Each member firm’s
