I'm not a super smart person to see all the manipulation, naked shorts, illegal activities going on with these hedgfunds against us apes and our stocks AMC/GME.. WE JUST WANT A FAIR CHANCE JUST LIKE THEY HAD FROM THE BEGINING TO HAVE AND MAKE A BETTER LIFE , THATS ALL , THANK YOU SINCERLY MY APE FAMILY AND I..
Every member that is a party to a security-based swap with a customer, broker or dealer, or other Counterparty, or who has guaranteed or otherwise become responsible for any other person’s SBS obligations, shall comply with the following requirements, except that a member that is registered as a security-based swap dealer under Exchange Act section 15F shall instead comply with SEA Rule 18a-3.
I_ not the regulators_ should be able to choose the public investments that are right for me. Public investments should be available to all the public and not just the privileged. I am capable of understanding inverse funds and their risks and I don't need restrictive measures imposed on me. I trade _ not invest_ inverse funds using my own short term strategies to enhance
returns.
I find it it incredibly demeaning that the same people who want to do this to us refuse to regulate themselves. Laws against insider trading for Congress continue to fail while they try and tighten the screws on us. Secondly, this is another way to inhibit short selling. You can't just make us buy stocks and bonds and manipulate the market up and to the right. Let the market work on
Leveraged and inverse ETFs are important to my investment strategy because I don't know how to trade options or short the stocks. It's easy to understand and easy to buy and sell. Please don't take it away from us. Otherwise I will have harder time to accumulate enough savings for my retirement. Please leave it alone, there are tremendous reasons for leverage and
Please leave leveraged and inverse ETFs in tact. They allow simple investors like myself buy and sell simple ETFs like stock without having to do complex short trades or PUTS&CALLS which require more sophisticated trading knowledge. The ETFs work very well and simply for average investor. We realize the risk and losses are contained by broker if necessary. Thank you.
Firm Made Misrepresentations to Customers and Violated Reg BI as well as FINRA’s Suitability and Supervision RulesWASHINGTON—FINRA announced today that it has expelled broker-dealer SW Financial for multiple violations, including making misrepresentations to customers in its sales of private placement offerings of pre-initial public offering (pre-IPO) securities, churning customer
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This is the most rediculous proposal I've heard in a long time. Inverse funds allows investors to stay in turbulent markets. Does FINRA believe passing a test makes you a better investor? Answer: NO. Without these products, individual investor choices become; exit the market, short stocks/ETFs, or options. If FINRA takes the proposed action, they will make lemmings out of the average
Inverse funds are an important investment vehicle that should be made and kept available to the average investor. They offer investors the ability to hedge other investments and protect themselves from adverse market moves. To remove this tool from investors would be short sighted and negatively impact the average investor by not allowing this tool for them but to continue to allow it for high
