I oppose restrictions to my right to invest in any public investment that I decide is right for me and my family. I should not be subject to any special process or test before i can invest in public securities like leveraged and inverse funds. I am a free American and should have the right to purchase any legal security that I choose. Do not infringe on my (our) rights.
I oppose restrictions to my right to invest!!!
I have a right to make my own decisions on how I want to invest my money.
You shouldn't have to go through any special process
like passing a test before you can invest in public securities,
like leveraged and inverse funds. Explain that you are
capable of understanding leveraged and inverse funds
and their risks.
Supplementary Material .15 is effective from Apr 24, 2014 through Dec. 1 2015.
(a) Supervisory System
Each member shall establish and maintain a system to supervise the activities of each associated person that is reasonably designed to achieve compliance with applicable securities laws and regulations, and with applicable FINRA rules. Final responsibility for proper supervision shall rest with
We need a system with accountability and where the playing field is even. No more dark pools or shorting
I not regulators should be able to choose
the public investments that are right for me and my family.
Public investments should be available to all of the public,
not just the privileged.
I shouldn't have to go through any special process like passing a test before I can invest in public securities.
I am capable of understanding my investments and their risks. I do not need
I oppose restrictions to my right to invest in leveraged and inverse funds/ETFs. These investments should be available to every investor, and available at every brokerage. There is no need for passing a "test" in order to use these products, as they are no more risky or difficult to use than options are. These funds in question are great to use as a hedge, and, in my personal
As an individual investor, I should be able to choose public investments without restriction. Leveraged and inverse investment vehicles are important to my investment strategy. For instance, in order to hedge long exposure in S&P 500 stocks, I might buy a call spread in the VXX ETN. I am capable of understanding these types of financial products and do not need to be tested by my
Hi, I believe I should have the right to choose what public investments that are right for me, not regulators that dont know my personal circumstances or my level of investment knowledge. Public investments need be available to everyone, not just the rich, not just the privileged. I should not have to take a test to purchase inverse/leveraged funds. Im fully aware of the risk and benefits of
I have a finance degree and have been investing since college. I invest in stocks, mutual funds, options, and leveraged and inverse funds. I'm quite aware of the risks involved from my 25 years of investing experience. Putting restrictions and forcing investors like myself to take tests doesn't help me. What I choose to invest in should be my choice, not the government.
Leveraged and inverse funds are a critical part of my investment portfolio. I use them primarily for hedging my portfolio which is of vital importance in this volatile market. Limiting access to these funds by requiring a min. net worth or special approval, passing a test, etc. reduces wealth building opportunities for lower- and middle-income people who need them more. Imposing these
