Beginning Monday, October 30, 2023, FINRA will limit the number of unsuccessful TRAQS login attempts from 10 to five before the user is locked out of their account. This affects both the Nasdaq Test Facility (NTF) and production FINRA TRAQS websites.
FINRA has also made minor cosmetic changes to the MFA process; beginning October 30, 2023, it will:
Remember the user's last-used security
SUGGESTED ROUTING
Senior Management
Legal & Compliance
Operations
Options
Trading
Executive Summary
New uniform provisions regarding the automated reporting requirement for Positions Hedging Stock Options will become effective on December 31, 1997.
New uniform provisions regarding the
I strongly oppose this regulation, which could disrupt the financial market and discourage people from investing. Nobody need to pass a test before ordering food from Subway. If you're not responsible for your own decision, then government is going to take away your freedom.
Comments: I sign a release with my broker for trading 3x funds... Like any investing and trading, the person needs to be comfortable with the risks involved. There is not a test for a person trading a drug manufactures when they are working with people lives and the negative possibilities surrounding medical products.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I'm full capable to understand leveraged and inverse funds and their risks. I do not need these measures imposed on me.
I shouldn't have to go through any special process like passing a test before you can invest in public securities, cryptocurrency funds such as BITO. I am capable of understanding cryptocurrency funds such as BITO and their risks. Regulators do not need these measures imposed on me.
I am opposed to the SEC Proposed Rule #S7-24-15. This rule discriminates against ordinary investors. Public investments should be available to public, not just privileged. There should be no test to invest in public security. Leveraged and inverse funds are important to my investment strategy.
I should be able to make investment choices without restriction. I understand that I can assess my own risks and do not need to be tested on my knowledge. I don't think people should be discriminated based upon what their net worth should be to invest in these products.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I am capable of understanding leveraged and inverse funds and their risks. I do not need these measures imposed on you.
I shouldn't have to go through any special process like passing a test before I can invest in public securities, like leveraged and inverse funds. I'm capable of understanding leveraged and inverse funds and their risks. I do not need these measures imposed on me.
